Showing posts with label BNY Mellon. Show all posts
Showing posts with label BNY Mellon. Show all posts

BNY Mellon hiring for Control Specialist Sr


BNY Mellon

Control Specialist Sr
Houston, Texas Area, US - Financial Services
BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com .

Client Service Delivery manages investment monitoring, measurement and processing services for our clients. Our solutions include Securities Operations, Fund Administration, Transfer Agency, Outsourcing, Performance Measurement and other related services.

Description

Specific responsibilities of the Control Officer Sr. include:

1) Assessing and testing key administrative and operational control points over critical transactions (e.g., appropriateness of systems access, adherence to system change control procedures, compliance with System Development Life Cycle methodology SDLC for system implementations/conversions, review critical components of new or existing deals to determine whether they are being administered properly.),

2) Monitoring and evaluating compliance with policies and procedures,

3) Reporting test results to the business and senior management,

4) Providing consultative advice regarding controls to business partners (e.g., new products, process changes, opining on control points pre and post implementation for a new system or functional migration, etc.),

5) Liaison with the Training group for business/product related training identified, and

6) Providing liaison support during Internal Audit and compliance reviews.

Qualifications

Requirements include: 1) 7 + years of internal auditing experience (securities /mortgage industry preferred), 2) Awareness of critical regulatory issues that impact the industry and business line, 3) Professional certifications in auditing or risk a plus, 4) Excellent interpersonal and written communication skills, 5) project management experience, 6) Ability to work with minimal supervision, 7) Self starter, and 8) Ability to manage multiple priorities.

College degree required. In addition, computer skills in MS Excel, and Word are necessary. Travel 10-20%.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Primary Location: United States-Texas-Houston
Internal Jobcode: 27270
Job: Audit/Compliance/Risk
Organization: CSD Strategy-HR06112
Requisition Number: 1501820

No salary provided

Apply Now

Posted May 01, 2015 at 02:14PM

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